Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Oosterman is a financial advisor with Wells Fargo Securities, LLC. Brian has been in the financial industry since 2010. Brian has a Series 63 license and a Series 79 license. Brian is registered in 53 states. Brian previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
07/12/2016 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
11/08/2011 - 06/01/2016
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
08/30/2010 - 10/04/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BC
Issued 09/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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