linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian C Witherby

W & S Brokerage Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian C Witherby

Brian Witherby is a financial professional registered in multiple states, including Ohio, Indiana, Kentucky, California, and Florida. Brian is associated with W&S Brokerage Services, Inc., a firm that manages over $122 million in assets for individual clients. Brian has been working in the financial services industry since 2013 and is well-versed in providing investment advice and portfolio management. Brian has also worked with Western Southern Life as a full-time sales agent. Brian's experience, coupled with his dedication to helping clients achieve their financial goals, makes him a valuable resource for individuals seeking professional financial guidance.

Firm Information

Brian Witherby is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Witherby’s Registration & Firm History

OH

06/03/2020 - Present

W&S Brokerage Services, Inc. (CINCINNATI OH)

Not sure if Brian C Witherby is right for you?

Licenses & Designations

IA

Issued 08/27/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/23/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian C Witherby.
Not sure if Brian C Witherby is right for you?