Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian C. Wagner is an active broker-dealer and investment adviser representative. He is a seasoned professional with a career spanning over 40 years. Brian has held various positions at leading financial institutions including Quick & Reilly, Inc., Fleet Brokerage Securities, Inc., and BB&T Securities, LLC. Brian currently works at Truist Advisory Services, Inc., where he has been since 2016. Brian holds the Series 4, 7, 9, 10, 24, 63, 65, and 66 securities licenses. Brian is registered in 53 states and District of Columbia as a broker-dealer and in 2 states as an investment advisor. Brian is also registered with FINRA and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
04/25/2024 - Present
Truist Advisory Services, Inc. (ROCKVILLE MD)
MD
12/09/2019 - 02/17/2021
BB&T SECURITIES, LLC (ROCKVILLE MD)
NY
02/14/1998 - 06/21/2001
QUICK & REILLY, INC. (NEW YORK NY)
NY
01/25/1983 - 02/14/1998
FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)
NA
12/30/1980 - 11/22/1982
BRUNS, NORDEMAN, REA & CO.
NA
11/02/1981 - 01/03/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
BOTH
Issued 4/26/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 6/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/10/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 4/5/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/3/1984
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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