Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Summe is a securities professional with over 30 years of experience in the financial services industry. Brian currently holds Series 7, Series 63, and Series 82TO licenses and has held previous registrations with firms such as OppenheimerFunds Distributor, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Dean Witter Reynolds Inc. Brian is currently registered in Kentucky and Texas. Brian is affiliated with Finalis Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/14/2023 - Present
Finalis Securities LLC (New York NY)
IN
06/26/2019 - 01/13/2023
FNEX CAPITAL, LLC (INDIANAPOLIS IN)
NY
03/25/1998 - 05/31/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
TX
01/02/1997 - 11/06/1997
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
NY
01/02/1996 - 01/02/1997
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
08/25/1995 - 01/01/1996
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
NY
12/03/1993 - 06/07/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/28/1992 - 12/09/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
01/07/1992 - 08/27/1992
A. F. BEST SECURITIES, INC. (CORAL SPRINGS FL)
BC
Issued 02/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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