Unclaimed
Brian C. Reyes is a registered representative with Northern Trust Securities, Inc. Brian has been in the securities industry since 2024. Brian is currently licensed in 53 states and the District of Columbia. Brian has passed the Series 63, Series 7, Series 99, and SIE exams. Brian specializes in providing investment advice to corporations, individuals, high-net-worth individuals, partnerships, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/08/2024 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
BC
Issued 10/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/08/2024
Series 99TO - Operations Professional Examination
BC
Issued 09/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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