Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Briggs is a financial advisor who has been working in the securities industry since October 22, 2004. Brian is currently registered with Nylife Securities LLC. Brian is licensed to provide financial services in Alabama, Florida, Mississippi, North Carolina, Oregon, Pennsylvania, South Carolina, Tennessee, Virginia and Washington. Brian Briggs is a Series 6 and Series 63 licensed advisor. He has also passed the Securities Industry Essentials (SIE) exam. Brian has a total of 10 state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
10/22/2004 - Present
Nylife Securities LLC (Waynesville NC)
BC
Issued 10/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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