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Brian Brown

Truist Securities, Inc.

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About Brian Brown

Brian Brown is a financial advisor with Truist Securities, Inc. Brian has been in the financial industry since 1999. Brian is registered with 52 states and is a registered representative of FINRA. Prior to joining Truist, Brian was with Hilltop Securities Inc., Wells Fargo Securities, LLC and Wachovia Securities, LLC. Brian holds the Series 7, 52, 6, 53, 57TO and 99TO licenses. Brian is dedicated to providing clients with personalized financial advice.

Firm Information

Brian Brown is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Brown’s Registration & Firm History

NC

05/03/2022 - Present

Truist Securities, Inc. (CHARLOTTE NC)

NC

10/07/2020 - 05/20/2022

HILLTOP SECURITIES INC. (CHARLOTTE NC)

NC

07/01/2003 - 09/02/2020

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

07/25/2000 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

PA

02/12/1999 - 12/21/1999

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 02/23/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/31/2000

Series 52 - Municipal Securities Representative Examination

BC

Issued 02/11/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Brown.
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