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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Blair Rockwell is an investment advisor representative at Raymond James & Associates, Inc. Brian has over 30 years of experience in the financial services industry. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and has Series 7, Series 63, and SIE licenses. Brian has been with Raymond James & Associates, Inc. since October of 1996. Brian has worked at other firms including Addison Financial Services, Inc., Chatfield Dean & Co., Inc., IDS Life Insurance Company and American Express Financial Advisors Inc. Brian is a Registered Investment Advisor (RIA) in Florida. Brian Blair Rockwell is a licensed professional and is able to provide financial advice and investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/30/1996 - Present
Raymond James & Associates, Inc. (Trinity FL)
MN
08/21/1996 - 09/23/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/21/1996 - 09/23/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
FL
10/29/1993 - 08/28/1996
ADDISON FINANCIAL SERVICES, INC. (PALM HARBOR FL)
CO
01/04/1993 - 11/02/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 01/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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