Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Bennett Smith is a financial advisor with Cambridge Investment Research Advisors, Inc. Brian has been in the financial services industry since March 15, 1988 and is registered with the state of Texas. Brian holds the Series 6, 7, and 63 licenses as well as the SIE certification. Brian is also a Certified Financial Planner. Brian has a history of working in the financial services industry, previously working at Parkland Securities, LLC, Sigma Financial Corporation, Walnut Street Securities, Inc. and Franklin Financial Services Corporation. Brian has experience in various aspects of financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
04/13/2017 - Present
Cambridge Investment Research Advisors, Inc. (Huntsville TX)
TX
02/09/2002 - 04/13/2017
PARKLAND SECURITIES, LLC (HUNTSVILLE TX)
MI
02/11/2002 - 03/02/2002
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
CA
08/27/1997 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
TX
03/16/1988 - 08/26/1997
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BC
Issued 03/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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