Unclaimed
Brian Nietzel is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Fidelity Brokerage Services LLC. Brian is licensed to provide investment advice in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
07/18/2014 - Present
Fidelity Brokerage Services LLC (ATLANTA GA)
MN
11/07/2008 - 12/31/2010
LPL FINANCIAL CORPORATION (MINNETONKA MN)
MN
10/15/1999 - 11/17/2008
UBS FINANCIAL SERVICES INC. (WAYZATA MN)
NY
03/02/1998 - 10/21/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
04/10/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
10/10/1996 - 04/10/1997
INTERRA CLEARING SERVICES, INC. (NEW YORK NY)
BC
Issued 08/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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