Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Basil Heapps is a financial advisor with Osaic Wealth, Inc. Brian has been in the industry since 1987, and is registered with the Securities and Exchange Commission (SEC). Brian's areas of expertise include financial planning, portfolio management, and retirement planning. Brian works with individuals, families, and businesses. Brian is committed to providing personalized financial advice to help his clients achieve their financial goals. Brian has a strong track record of success and a passion for helping people. Brian is a dedicated advisor who puts the needs of his clients first.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
03/04/2024 - Present
Osaic Wealth, Inc. (NASHVILLE TN)
TN
12/12/1994 - 11/02/2018
SIGNATOR INVESTORS, INC. (NASHVILLE TN)
MA
11/01/2013 - 01/20/2016
SIGNATOR FINANCIAL SERVICES, INC. (BOSTON MA)
MA
12/12/1994 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
07/07/1994 - 12/12/1994
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MA
07/08/1987 - 07/06/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/08/1987 - 07/06/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 03/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/06/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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