Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Bartholomew Fanning is an investment advisor representative with Raymond James Financial Services Advisors, Inc. Brian has been in the financial services industry since 1983. Brian is registered with the state of Wisconsin, Indiana, Florida and Texas and has a Series 7, 63 and 66 licenses. Brian has previously worked at RBC DAIN RAUSCHER INC., DAIN RAUSCHER INCORPORATED, PRINCIPAL FINANCIAL SECURITIES,INC., DAIN BOSWORTH INCORPORATED, KEMPER SECURITIES GROUP, INC., BLUNT ELLIS & LOEWI INCORPORATED, BEAR, STEARNS & CO. INC. and DEAN WITTER REYNOLDS INC. Brian also owns Fanning Investment Partners Inc. Brian specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
05/26/2009 - Present
Raymond James Financial Services Advisors, Inc. (LAKE GENEVA WI)
NY
03/02/1998 - 04/12/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
05/12/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
03/18/1993 - 05/16/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
05/07/1992 - 02/23/1993
DAIN BOSWORTH INCORPORATED
MO
09/04/1990 - 05/11/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
08/18/1988 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
01/13/1986 - 07/26/1988
BEAR, STEARNS & CO. INC.
NA
06/22/1983 - 01/10/1986
DEAN WITTER REYNOLDS INC.
BOTH
Issued 08/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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