Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian B. Hayes is an active broker at Broadridge Business Process Outsourcing, LLC. Brian has been in the industry since July 3, 2012. Brian has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Prior to joining Broadridge Business Process Outsourcing, LLC, Brian was employed by J.P. MORGAN SECURITIES LLC, ICAP CORPORATES LLC, ICAP ELECTRONIC BROKING LLC and ICAP SECURITIES USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
02/16/2023 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NJ
10/21/2014 - 02/04/2023
J.P. MORGAN SECURITIES LLC (Jersey City NJ)
NJ
05/21/2012 - 09/17/2014
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
05/21/2012 - 09/17/2014
ICAP ELECTRONIC BROKING LLC (JERSEY CITY NJ)
NJ
05/21/2012 - 09/17/2014
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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