Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Appel is a financial advisor with Lido. Brian has been in the financial industry for over 30 years, and has held positions at Fidelity, Charles Schwab, and other firms. Brian has a strong background in financial planning, portfolio management, and investment advisory services. Brian holds the Series 6, 7, 24, 31, 63, and 65 licenses, and is a Certified Financial Planner and Chartered Financial Consultant. Brian is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/06/2022 - Present
Lido (LOS ANGELES CA)
NJ
05/09/2019 - 08/03/2021
CHARLES SCHWAB & CO., INC. (Red Bank NJ)
NJ
08/16/2012 - 02/06/2019
FIDELITY BROKERAGE SERVICES LLC (SHREWSBURY NJ)
NJ
01/04/2012 - 07/13/2012
GARDEN STATE SECURITIES, INC. (RED BANK NJ)
NJ
08/24/2011 - 12/31/2011
FIRST ALLIED SECURITIES, INC. (RED BANK NJ)
NJ
04/11/2008 - 09/12/2011
AXA ADVISORS, LLC (SHREWSBURY NJ)
NC
02/23/2005 - 04/01/2008
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
11/03/2003 - 03/22/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
06/04/2002 - 09/30/2003
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
IL
03/14/2001 - 03/07/2002
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
MA
01/13/1998 - 01/23/2001
PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)
NY
03/02/1995 - 09/25/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
12/15/1994 - 02/08/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/15/1994 - 02/08/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 5/5/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/3/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 4/28/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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