Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mahoney is a financial advisor with Morgan Stanley. Brian has been in the financial industry since July 1994. Brian is registered with FINRA, with the state of Florida and 47 additional states for broker-dealer services and with Florida and Texas as an Investment Advisor Representative. Brian's previous roles include working with Citigroup Global Markets Inc., Wachovia Securities, LLC, WM Financial Services, Inc., Great Western Financial Securities Corporation, AAG Securities, Inc. and Independent Financial Securities, Inc.. Brian holds the Series 7, Series 24, Series 31, Series 63 and Series 66 licenses and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/15/2020 - Present
Wealthpenn.comllc (Fort Lauderdale FL)
FL
04/03/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FT. LAUDERDALE FL)
PA
11/02/2001 - 04/07/2009
WACHOVIA SECURITIES, LLC (CLARION PA)
CA
05/01/1998 - 11/02/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
10/03/1996 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
OH
11/28/1995 - 10/09/1996
AAG SECURITIES, INC. (CINCINNATI OH)
CA
09/22/1995 - 11/30/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
09/07/1993 - 11/21/1994
INDEPENDENT FINANCIAL SECURITIES, INC.
BOTH
Issued 7/2/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/11/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 9/3/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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