Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Basil Heapps is a financial professional with over 35 years of experience in the industry. Brian has a wide range of experience, working with both individual and institutional clients. Brian is currently registered with Osaic Wealth, INC. and has worked for several other firms throughout his career, including Signator Investors, INC., Signator Financial Services, INC., and John Hancock Mutual Life Insurance Company. Brian is a Chartered Financial Consultant and holds several licenses and certifications. He is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
03/04/2024 - Present
Osaic Wealth, Inc. (NASHVILLE TN)
TN
12/12/1994 - 11/02/2018
SIGNATOR INVESTORS, INC. (NASHVILLE TN)
MA
11/01/2013 - 01/20/2016
SIGNATOR FINANCIAL SERVICES, INC. (BOSTON MA)
MA
12/12/1994 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
07/07/1994 - 12/12/1994
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MA
07/08/1987 - 07/06/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/08/1987 - 07/06/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 3/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 5/2/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 7/6/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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