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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gary Tarrant is a financial advisor with over 18 years of experience in the industry. Brian is registered with the state of North Carolina as a Registered Representative and Investment Advisor Representative. Brian is currently employed with MORGAN STANLEY and previously worked with WELLS FARGO ADVISORS, LLC, FIRST CITIZENS INVESTOR SERVICES, INC., MORGAN STANLEY & CO., INCORPORATED, MORGAN STANLEY DW INC., and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Brian has a Series 7, Series 31, Series 66, and SIE license. Brian is dedicated to providing personalized financial advice and investment management services to individuals and families. Brian's clients are primarily located in North Carolina and Texas but Brian also advises clients in other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
05/05/2020 - Present
Wealthpenn.comllc (Raleigh NC)
NC
06/23/2011 - 02/14/2012
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
NC
02/05/2008 - 11/23/2010
FIRST CITIZENS INVESTOR SERVICES, INC. (GARNER NC)
NC
04/02/2007 - 08/13/2007
MORGAN STANLEY & CO., INCORPORATED (DURHAM NC)
NC
12/19/2003 - 04/02/2007
MORGAN STANLEY DW INC. (DURHAM NC)
MN
09/05/2002 - 11/06/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BOTH
Issued 9/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/1/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 9/4/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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