Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Wichern is a financial professional with over 25 years of experience in the industry. Brian is currently registered with TP Icap Global Markets Americas LLC and is located in New York, NY. Previously, Brian has held positions at firms such as Tullett Prebon Financial Services LLC, T3 Trading Group, LLC, Wells Fargo Securities, LLC, and Banc of America Securities LLC. Brian holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
01/10/2019 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
05/17/2018 - 01/31/2019
T3 TRADING GROUP, LLC (NEW YORK NY)
NC
05/17/2010 - 05/25/2016
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
10/01/1998 - 05/12/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
CA
08/30/1995 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 10/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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