Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Rosoff has been in the financial services industry since 1993. Brian is currently a registered representative with Cetera Investment Advisers LLC. Brian is licensed in 17 states and is also registered as an investment advisor representative in New Jersey and New York. Brian has held previous positions at SA Stone Wealth Management Inc., WRP Investments, Inc., Greenwich Global, LLC, New England Securities, PMG Securities Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. Brian holds the Series 7, Series 24, Series 63, and Series 65 licenses. Brian is also a licensed insurance agent in the state of Virginia. Brian specializes in providing financial planning services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/06/2021 - Present
Cetera Investment Advisers LLC (HAUPPAUGE NY)
NJ
09/12/2014 - 01/28/2021
SA STONE WEALTH MANAGEMENT INC. (PARSIPPANY NJ)
NJ
06/05/2006 - 09/12/2014
WRP INVESTMENTS, INC. (PARSIPPANY NJ)
CT
02/27/2006 - 05/19/2006
GREENWICH GLOBAL, LLC (WILTON CT)
NY
01/22/1998 - 02/02/2006
NEW ENGLAND SECURITIES (NEW YORK NY)
IL
04/23/1996 - 12/08/1997
PMG SECURITIES CORPORATION (ELGIN IL)
MN
10/19/1992 - 02/06/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/19/1992 - 02/06/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Rosoff is the right advisor for you? Invested Better is here to help.
