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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Rosoff is a financial advisor with Cetera Investment Advisers LLC. Brian has been in the industry since 1993. Brian is registered with the following states: Alabama, California, Connecticut, Delaware, Florida, Maryland, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, and Virginia. Brian is also registered as an investment advisor with New Jersey and New York. Brian has experience working at SA Stone Wealth Management Inc., WRP Investments, Inc., Greenwich Global, LLC, New England Securities, PMG Securities Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/06/2021 - Present
Cetera Investment Advisers LLC (HAUPPAUGE NY)
NJ
09/12/2014 - 01/28/2021
SA STONE WEALTH MANAGEMENT INC. (PARSIPPANY NJ)
NJ
06/05/2006 - 09/12/2014
WRP INVESTMENTS, INC. (PARSIPPANY NJ)
CT
02/27/2006 - 05/19/2006
GREENWICH GLOBAL, LLC (WILTON CT)
NY
01/22/1998 - 02/02/2006
NEW ENGLAND SECURITIES (NEW YORK NY)
IL
04/23/1996 - 12/08/1997
PMG SECURITIES CORPORATION (ELGIN IL)
MN
10/19/1992 - 02/06/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/19/1992 - 02/06/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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