Unclaimed
Brian Arthur Regan is a financial professional with over 5 years of experience in the industry. He currently works at Rothschild & Co. US Inc. Brian has a strong background in investment banking and holds the Series 79 and SIE licenses. He is dedicated to providing clients with comprehensive financial solutions and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/21/2017 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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