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Brian Arthur Regan

Rothschild & Co. US Inc.

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About Brian Arthur Regan

Brian Arthur Regan is a financial professional with over 5 years of experience in the industry. He currently works at Rothschild & Co. US Inc. Brian has a strong background in investment banking and holds the Series 79 and SIE licenses. He is dedicated to providing clients with comprehensive financial solutions and helping them achieve their financial goals.

Firm Information

Brian Regan is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Regan’s Registration & Firm History

NY

06/21/2017 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Arthur Regan.
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