Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Loria is a financial advisor currently registered with Fidelity Personal AND Workplace Advisors. Brian has been in the industry since 1997 and has held past registrations with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, EchoTrade LLC, Opus Trading Fund LLC, and Schonfeld Securities, LLC. Brian is currently registered in 53 states. Brian holds a Series 7 and Series 66 securities license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (FT. LAUDERDALE FL)
FL
12/05/2009 - 12/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CORAL SPRINGS FL)
AZ
10/04/2007 - 11/11/2009
ECHOTRADE LLC (PHOENIX AZ)
NY
05/05/2006 - 02/16/2007
OPUS TRADING FUND LLC (JERICHO NY)
NY
09/09/1994 - 03/23/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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