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Brian Armstrong Reed

Smbc Nikko Securities America, Inc.

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About Brian Armstrong Reed

Brian Armstrong Reed has been in the securities industry since November 1998. Brian is currently registered with Smbc Nikko Securities America, Inc. and has been registered since July 2024. Prior to joining Smbc Nikko Securities America, Inc. Brian was employed by Citigroup Global Markets Inc. from December 1998 to July 2024 and Citicorp Securities, Inc. from October 1998 to December 1998. Brian is registered as a general securities principal and a general securities sales supervisor in addition to holding Series 7, 79TO, SIE and Series 63 licenses. Brian is registered in 51 states, and is an active member of FINRA.

Firm Information

Brian Reed is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Reed’s Registration & Firm History

NY

07/30/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

12/18/1998 - 07/09/2024

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/20/1998 - 12/18/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/09/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/21/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Brian Armstrong Reed.
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