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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Anthony Thomas is a financial advisor with Wells Fargo Clearing Services, LLC and has over 30 years of experience in the industry. Brian is registered with the Securities and Exchange Commission (SEC) and is a registered representative of FINRA. Brian is licensed to offer investment advice in 23 states, including Texas, Virginia, Florida, Georgia and New York. Brian's specializations include retirement planning, college savings, investment management and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
09/12/2012 - Present
Wells Fargo Clearing Services, LLC (ROANOKE VA)
VA
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (ROANOKE VA)
VA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ROANOKE VA)
VA
03/02/1995 - 04/02/2007
MORGAN STANLEY DW INC. (ROANOKE VA)
FL
09/02/1994 - 12/31/1994
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
NJ
10/25/1991 - 04/28/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/25/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 05/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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