Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Tafaro is a financial advisor with over 20 years of experience in the industry. Brian has worked for Goldman, Sachs & Co., Tora Trading Services, LLC, and currently works for Jonestrading. Brian holds a Series 3, 7, 24, 57TO and SIE licenses, and has a strong background in securities trading. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
HI
02/23/2016 - Present
Jonestrading (Princeville HI)
CA
07/01/2013 - 02/11/2016
TORA TRADING SERVICES, LLC (SAN FRANCISCO CA)
NY
09/25/2003 - 06/19/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 07/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/20/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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