Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Ruane is a financial professional with over 17 years of experience in the financial services industry. Brian has a strong background in investment management and advisory services. Brian is currently a Registered Representative and Investment Advisor Representative with BNY Advisors. Prior to this role, Brian worked for Pershing LLC, BNY Clearing Services LLC, and BNY Mellon Government Securities Services. Brian holds the Series 7, Series 24, Series 63, and Series 66 licenses. Brian specializes in working with corporations, businesses, individuals, and charitable organizations. Brian provides services such as portfolio management for individuals and businesses, portfolio management for pooled investment vehicles, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Mutual fund screening, model portfolio delivery
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Asset based fees related to model portfolio delivery
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2
NJ
03/15/2022 - Present
BNY Advisors (JERSEY CITY NJ)
NJ
03/03/2005 - 12/31/2007
PERSHING LLC (JERSEY CITY NJ)
WI
03/01/2001 - 01/13/2004
BNY CLEARING SERVICES LLC (MILWAUKEE WI)
BOTH
Issued 06/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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