Unclaimed
Brian Misiewicz is a financial advisor with over 20 years of experience in the industry. Brian is currently registered with Wells Fargo Clearing Services, LLC and has a Series 7, Series 63 and Series 65 licenses. Brian's previous experience includes Ameriprise Financial Services, LLC, LPL Financial LLC, Edward Jones and Miller Johnson Steichen Kinnard, Inc. Brian is a registered investment advisor in Minnesota and Texas. Brian is a notary public and is licensed to provide financial planning, investment consulting, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
09/30/2021 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
MN
02/14/2014 - 10/01/2021
AMERIPRISE FINANCIAL SERVICES, LLC (DULUTH MN)
MN
04/19/2002 - 04/08/2014
LPL FINANCIAL LLC (DULUTH MN)
MO
01/24/2002 - 03/27/2002
EDWARD JONES (ST. LOUIS MO)
MN
02/27/2001 - 01/18/2002
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
IA
Issued 01/07/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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