Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McGurn is an active, registered representative with TP Icap Global Markets Americas LLC in New York, NY. Brian has been in the securities industry since 1989. Prior to joining TP Icap Global Markets Americas LLC, Brian was a registered representative with ICAP Securities USA LLC and Garban LLC. Brian holds the Series 3, 7, 27, 63, SIE and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/15/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
03/18/1999 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NY
05/23/1989 - 03/11/1999
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
BC
Issued 08/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1990
Series 3 - National Commodity Futures Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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