Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Lefort is a financial advisor registered with Raymond James & Associates, Inc. with over 20 years in the industry. Brian has held prior positions with The Leaders Group, Inc., PRUCO SECURITIES, LLC., HARTFORD EQUITY SALES COMPANY INC., MML INVESTORS SERVICES, INC., NYLIFE SECURITIES INC., and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Brian has several licenses and registrations, including Series 66, Series 7, and SIE. Brian specializes in a range of financial services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/28/2015 - Present
Raymond James & Associates, Inc. (SPRINGFIELD MA)
CO
07/17/2013 - 09/30/2015
THE LEADERS GROUP, INC. (LITTLETON CO)
NJ
01/03/2013 - 06/28/2013
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
07/13/2010 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
MA
08/11/2006 - 04/27/2009
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
11/18/2002 - 07/25/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
MN
07/19/2002 - 10/22/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/19/2002 - 10/22/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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