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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Kasbek is a financial advisor with over 15 years of experience in the industry. Brian is a registered representative and investment advisor representative, and holds the Series 7, Series 9, Series 10, Series 24, Series 66, Series 99TO and SIE licenses. Brian is currently employed by D.a. Davidson & Co., located in Fort Mill, SC. Prior to joining D.a. Davidson & Co., Brian was associated with LPL Enterprise, LPL Financial LLC, UVEST Financial Services Group, Inc. and First Clearing, LLC. Brian has been working in Fort Mill, SC since 2008. Brian specializes in working with individuals, corporations or other businesses, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
04/09/2024 - Present
D.a. Davidson & Co. (FORT MILL SC)
SC
09/06/2023 - 01/02/2024
LPL ENTERPRISE (FORT MILL SC)
SC
10/21/2008 - 01/02/2024
LPL FINANCIAL LLC (FORT MILL SC)
NC
10/30/2008 - 04/26/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MO
08/22/2007 - 11/19/2008
FIRST CLEARING, LLC (ST. LOUIS MO)
BOTH
Issued 03/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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