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Brian Anthony Guerra

Vestwell Advisors LLC

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About Brian Anthony Guerra

Brian Guerra is an Investment Adviser Representative associated with Vestwell Advisors LLC in NEW YORK, NY. Brian Guerra has been in the industry since 2011 and is currently licensed in New York. Brian Guerra has passed the Series 65 and Series 66 exams. In the past, Brian Guerra has been employed by GT SECURITIES, INC., FORESIDE FUND SERVICES, LLC, INTERACTIVE BROKERS LLC and ADVISORS ASSET MANAGEMENT, INC. Brian Guerra is a specialist in 3(38) ERISA investment management.

Firm Information

Brian Guerra is currently registered with Vestwell Advisors LLC. Vestwell Advisors LLC is a New York-based investment advisor with 279,513,513 in regulatory assets under management. The firm provides portfolio management services for individuals and pension and profit-sharing plans. Vestwell Advisors LLC also acts as a 3(38) ERISA investment manager.
Vestwell Advisors LLC

360 MADISON AVENUE

NEW YORK, NY 10017

$279.51M

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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3(38) erisa investment manager

3(38) erisa investment manager

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Guerra’s Registration & Firm History

NY

07/25/2022 - Present

Vestwell Advisors LLC (NEW YORK NY)

NY

05/14/2020 - 03/30/2021

GT SECURITIES, INC. (New York NY)

NY

07/18/2018 - 07/26/2019

FORESIDE FUND SERVICES, LLC (NEW YORK NY)

CT

05/05/2016 - 12/01/2017

INTERACTIVE BROKERS LLC (GREENWICH CT)

TX

10/10/2012 - 12/02/2015

ADVISORS ASSET MANAGEMENT, INC. (BOERNE TX)

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Licenses & Designations

IA

Issued 07/25/2022

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 12/03/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/20/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/09/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Brian Anthony Guerra.
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