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Brian Anthony Gallagher

Jonestrading

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About Brian Anthony Gallagher

Brian Gallagher is a financial advisor with Jonestrading. Brian is registered in New York. Brian has been in the industry for over five years. Brian has passed the Series 63, Series 7, Series 79, and SIE exams. Brian has been a registered representative of Jonestrading since January 1, 2019.

Firm Information

Brian Gallagher is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Gallagher’s Registration & Firm History

NY

01/01/2019 - Present

Jonestrading (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/15/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/28/2018

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/21/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Anthony Gallagher.
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