Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Eichler is a financial advisor who has been in the industry since May 3, 2011. Brian is currently registered with Capfinancial Securities, LLC and is located in Raleigh, North Carolina. Brian has passed the Series 6, 7, 9, 10, 63 and SIE exams. Brian was previously registered with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/19/2014 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
03/18/2011 - 10/03/2014
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BC
Issued 04/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/28/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/17/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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