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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Carlin is a financial advisor who has been in the industry since 2007. Brian is registered with Fidelity Personal and Workplace Advisors. Brian is a CERTIFIED FINANCIAL PLANNER™ professional and specializes in providing financial planning services. Brian is experienced in serving high-net-worth individuals, corporations, and individuals other than high-net-worth individuals. Brian also has experience working with pension and profit-sharing plans and charitable organizations. Brian holds the Series 6, 7, 63, and 66 licenses, and the SIE exam certification. Brian is registered in Washington and Texas as a broker-dealer and in Washington and Texas as an Investment Advisor Representative. Brian is located in Redmond, Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
08/21/2023 - Present
Fidelity Personal AND Workplace Advisors (REDMOND WA)
WA
03/13/2023 - 08/15/2023
MORGAN STANLEY (Kirkland WA)
WA
01/05/2021 - 08/15/2023
E*TRADE SECURITIES LLC (Kirkland WA)
WA
05/27/2020 - 12/22/2020
TD AMERITRADE, INC. (SEATTLE WA)
WA
04/15/2016 - 03/20/2020
WADDELL & REED (BELLINGHAM WA)
PA
09/12/2007 - 08/21/2015
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 06/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/11/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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