Unclaimed
Brian Buglino is a financial advisor with Equity Services, Inc. Brian has been in the financial industry since 1995. Brian has a Series 7, Series 63, and SIE. Brian has a range of experience in the financial industry, working with a number of firms over the years. Brian is registered to provide investment advice in 12 states. Brian holds a series of licenses and is qualified to provide investment advice to various individuals and entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/22/2021 - Present
Equity Services, Inc. (HAUPPAUGE NY)
NY
11/04/2014 - 01/24/2017
MML INVESTORS SERVICES, LLC (Babylon NY)
NY
05/07/2010 - 10/23/2014
PARK AVENUE SECURITIES LLC (MELVILLE NY)
NY
12/18/2009 - 04/30/2010
MML INVESTORS SERVICES, INC. (SAYVILLE NY)
NY
10/30/2006 - 09/22/2008
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (SYOSSET NY)
NY
05/03/2006 - 08/03/2006
OPUS TRADING FUND LLC (JERICHO NY)
NY
02/14/2002 - 03/18/2004
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
05/31/2001 - 10/31/2001
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NY
01/07/2000 - 04/13/2000
ANDREW GARRETT, INC. (NEW YORK NY)
NY
05/06/1999 - 01/24/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
03/27/1996 - 07/17/1997
GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)
NY
09/26/1991 - 06/28/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
08/31/1989 - 02/05/1991
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
NY
06/23/1987 - 10/04/1989
SHIELDS CAPITAL CORPORATION (NEW YORK NY)
BC
Issued 11/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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