Unclaimed
Brian Wassmann is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Prudential Annuities Distributors, Inc. and has held previous positions with Hartford Equity Sales Company Inc. and American Skandia Marketing, Inc. Brian holds several licenses and designations, including the Series 6, Series 26, and Series 63 licenses. Brian is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/27/2007 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
CT
11/26/2003 - 03/02/2007
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
10/09/2000 - 10/21/2003
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
BC
Issued 04/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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