Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Stokes is a financial advisor with Principal Securities, Inc. Brian has been in the financial services industry since 2009, serving clients in Addison, Texas. Brian holds several securities licenses, including Series 7 and Series 63. Brian's specializations include portfolio management, financial planning, and investment company products. Brian can assist clients with a wide range of financial services, including investment advice, retirement planning, and college savings. Brian was previously employed at National Financial Services LLC, Foreside Fund Services, LLC, and Tower Square Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
TX
04/25/2019 - Present
Principal Securities, Inc. (ADDISON TX)
TX
06/09/2014 - 03/25/2015
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
12/22/2008 - 05/16/2011
FORESIDE FUND SERVICES, LLC (FORT WORTH TX)
CA
01/07/2005 - 04/18/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
TX
06/09/2004 - 06/23/2004
AMEREST SECURITIES, INC. (DALLAS TX)
TX
01/29/2002 - 06/14/2004
CRESCENT SECURITIES GROUP, INC. (PLANO TX)
MI
05/17/2004 - 06/04/2004
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
TX
01/27/2000 - 09/08/2000
FLEXVEST SECURITIES GROUP, INC. (DALLAS TX)
NE
04/12/1999 - 01/19/2000
AMERITRADE (BELLEVUE NE)
RI
03/03/1998 - 12/23/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
01/02/1997 - 02/27/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 05/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/18/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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