Unclaimed
Brian Andrew Mitchum is a financial advisor with T. Rowe Price Associates, Inc., serving clients in Colorado Springs, CO. Brian has been in the financial services industry since 2013. Brian is registered with 53 state securities authorities and 1 investment advisor authority. Brian holds the Series 6, 7, 24, 26, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CO
12/07/2021 - Present
T. Rowe Price Associates, Inc. (Colorado Springs CO)
CO
12/06/2018 - 11/24/2020
ALLSTATE FINANCIAL SERVICES, LLC (Lone Tree CO)
CO
04/24/2018 - 11/09/2018
CLIENT ONE SECURITIES LLC (Aurora CO)
CO
12/03/2012 - 04/13/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
BOTH
Issued 12/06/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/16/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/30/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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