Unclaimed
Brian Andrew Marks is a financial professional registered with Houlihan Lokey Capital, Inc. in Illinois. Brian began his career in the financial services industry on September 25, 2018. He has passed the Series 63, Series 79, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/26/2018 - Present
Houlihan Lokey Capital, Inc. (CHICAGO IL)
BC
Issued 10/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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