Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Knudsen is an investment professional with over 10 years of experience in the financial services industry. Brian has a strong background in both the brokerage and investment advisory fields. Brian is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Brian holds Series 7, 52, 55, 63, 79TO and SIE licenses. Brian has also passed the Series 24 exam. Brian's previous experience includes a role at Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/21/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
07/03/2012 - 07/07/2015
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 08/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 06/21/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/23/2024
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/03/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 07/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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