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Brian Andrew Keaveney

SG Americas Securities, LLC

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About Brian Andrew Keaveney

Brian Keaveney is a financial advisor with over 20 years of experience in the industry. Brian currently holds registrations with SG Americas Securities, LLC, and has a history of experience at firms including UBS Securities LLC, ABN AMRO INCORPORATED, and LEHMAN BROTHERS INC. Brian is licensed to provide financial advice in all 50 states and Puerto Rico, and holds the Series 63, Series 24, SIE, and Series 7 licenses.

Firm Information

Brian Keaveney is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Keaveney’s Registration & Firm History

NY

05/15/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

02/11/2004 - 06/04/2021

UBS SECURITIES LLC (NEW YORK NY)

CT

06/02/2003 - 12/16/2003

ABN AMRO INCORPORATED (STAMFORD CT)

NY

02/05/2001 - 06/05/2003

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian Andrew Keaveney.
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