Unclaimed
Brian Amen Sherlock is a registered representative with Vanguard Marketing Corp. based in Malvern, PA. Brian holds the Series 7, Series 63, and SIE licenses. Brian has been in the industry since August 2022. Brian has extensive experience in the financial services industry, and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/24/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 09/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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