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Brian Allen Simms

Lincoln Financial Distributors, Inc.

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About Brian Allen Simms

Brian Allen Simms is a financial advisor registered with Lincoln Financial Distributors, Inc. Brian has over 10 years of experience in the financial services industry. Brian has a Series 6, Series 26, and Series 63 license. Brian has been registered with Lincoln Financial Distributors, Inc. since May 1, 2024. Prior to that, Brian was registered with Lincoln Financial Advisors Corporation from April 21, 2017, to May 1, 2024. Brian is currently licensed in Colorado and Indiana.

Firm Information

Brian Simms is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Simms’s Registration & Firm History

IN

05/01/2024 - Present

Lincoln Financial Distributors, Inc. (FORT WAYNE IN)

IN

04/21/2017 - 05/01/2024

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

CO

02/25/2014 - 04/05/2017

VOYA FINANCIAL ADVISORS, INC. (Thornton CO)

CT

03/15/2013 - 02/25/2014

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

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Licenses & Designations

BC

Issued 05/14/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Allen Simms.
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