Unclaimed
Brian Allen Simms is a financial advisor registered with Lincoln Financial Distributors, Inc. Brian has over 10 years of experience in the financial services industry. Brian has a Series 6, Series 26, and Series 63 license. Brian has been registered with Lincoln Financial Distributors, Inc. since May 1, 2024. Prior to that, Brian was registered with Lincoln Financial Advisors Corporation from April 21, 2017, to May 1, 2024. Brian is currently licensed in Colorado and Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
05/01/2024 - Present
Lincoln Financial Distributors, Inc. (FORT WAYNE IN)
IN
04/21/2017 - 05/01/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
CO
02/25/2014 - 04/05/2017
VOYA FINANCIAL ADVISORS, INC. (Thornton CO)
CT
03/15/2013 - 02/25/2014
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BC
Issued 05/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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