Unclaimed
Brian Parisi is a financial professional with over 23 years of experience in the industry. Brian is currently registered with State Farm VP Management Corp., a firm that is not registered with the SEC, but is registered with the state of California. Brian is also a registered representative with FINRA. Brian was previously registered with Morgan Stanley DW Inc. and The Variable Annuity Marketing Company. Brian has passed numerous industry exams including the Series 6, 7, 9, 10, 26, 63 and 65. Brian is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/10/2003 - Present
State Farm VP Management Corp. (CULVER CITY CA)
NY
08/05/1998 - 12/12/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
TX
02/25/1997 - 04/29/1998
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
IA
Issued 09/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/07/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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