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Brian Allen

Nationwide Investment Services Corp.

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About Brian Allen

Brian Allen is a registered representative with Nationwide Investment Services Corp. Brian has been in the securities industry since September 15, 2020. Brian holds the Series 6TO and SIE licenses.

Firm Information

Brian Allen is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Allen’s Registration & Firm History

NY

09/16/2020 - Present

Nationwide Investment Services Corp. (TROY NY)

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Licenses & Designations

BC

Issued 09/16/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/20/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Brian Allen. Review regulatory record here.
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