Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Zipler is a financial professional with over 6 years of experience in the industry. Brian is currently registered with Charles Schwab & CO., Inc. in Austin, Texas. Brian has previously been registered with Cetera Advisor Networks LLC, Girard Securities, Inc., Scottrade, Inc. and T. Rowe Price Investment Services, Inc. Brian has passed the Series 6, 7, 9, 10, 63 and 65 exams. Brian specializes in providing financial planning and investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
08/01/2018 - Present
Charles Schwab & CO., Inc. (Austin TX)
CO
11/01/2017 - 05/11/2018
CETERA ADVISOR NETWORKS LLC (HIGHLANDS RANCH CO)
CO
02/15/2017 - 11/01/2017
GIRARD SECURITIES, INC. (HIGHLANDS RANCH CO)
CO
03/14/2016 - 02/10/2017
SCOTTRADE, INC. (WESTMINSTER CO)
CO
07/16/2013 - 03/29/2016
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
MD
04/13/2012 - 07/01/2013
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
IA
Issued 02/04/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/12/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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