Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Alexander Mowles is a financial professional with experience in the financial services industry. Brian is registered with Vanguard Marketing Corp. in Pennsylvania, and is currently licensed in 53 states and the District of Columbia. Brian has passed the Series 6, Series 7TO, and SIE exams. Brian's prior experience includes GWFS Equities, INC., in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/04/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
MA
05/05/2017 - 03/10/2021
GWFS EQUITIES, INC. (Boston MA)
BC
Issued 02/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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