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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Fields is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., Brian has been working in the industry since February 2002. Brian is currently licensed to conduct securities business in Florida, Pennsylvania and Texas. Brian has experience working with a variety of clients, including individuals, corporations, and charitable organizations. Brian has a strong understanding of the financial markets and is committed to providing his clients with personalized advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/03/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CAMP HILL PA)
PA
06/11/2009 - 09/12/2019
RBC CAPITAL MARKETS, LLC (LEMOYNE PA)
PA
06/01/2009 - 06/22/2009
MORGAN STANLEY SMITH BARNEY (CAMP HILL PA)
PA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CAMP HILL PA)
MD
02/11/2002 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 07/17/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/06/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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