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Brian Albert Rathjen

Kelson Asset Management LLC

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About Brian Albert Rathjen

Brian Rathjen is an active investment advisor representative with over 24 years of experience in the financial industry. Brian is currently registered with Kelson Asset Management LLC and has previously been registered with Roberts & Ryan, Inc., Marwood Group, Marwood Alternative Asset Management LLC, and Prudential Securities Incorporated. Brian holds the Series 3, 7, 24, 52TO, 63, 66, 79TO, 99TO, and SIE licenses. Brian is a senior managing director with Kelson Group I, LLC, a consulting firm, and provides directional guidance, advisory work, and business development assistance. Brian is also a trustee on the ULC Pension Plan and a board member of Boulder Crest.

Firm Information

Brian Rathjen is currently registered with Kelson Asset Management LLC. Kelson Asset Management LLC is an investment advisor registered with the SEC. They manage approximately $173,054,694 in assets for 16 clients, primarily pooled investment vehicles. Their advisory services include portfolio management for pooled investment vehicles.

$173.05M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Brian Rathjen’s Registration & Firm History

CT

08/02/2022 - Present

Kelson Asset Management LLC (STAMFORD CT)

NY

12/06/2017 - 08/30/2024

ROBERTS & RYAN, INC. (Rockville Centre NY)

NY

04/02/2002 - 04/04/2011

MARWOOD GROUP (NEW YORK NY)

NY

12/16/2005 - 12/31/2010

MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC (NEW YORK NY)

NY

01/14/1997 - 11/30/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/02/2022

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 01/20/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/22/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/28/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2000

Series 3 - National Commodity Futures Examination

BC

Issued 01/13/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Albert Rathjen.
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