Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Alan Smith is a registered representative of Fidelity Personal and Workplace Advisors. Brian has been in the securities industry since November 2011 and is licensed to conduct business in 52 states and the District of Columbia. Brian has passed a number of industry exams, including Series 63, Series 66, Series 7 and SIE. Brian has previously worked with Fidelity Brokerage Services LLC. Brian's current firm, Fidelity Personal and Workplace Advisors, has been in business since 1946 and has over 15,000 employees. The firm manages over $800 billion in assets for individual and institutional clients. Brian specializes in providing financial planning and investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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UT
03/13/2024 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
UT
11/21/2011 - 07/27/2016
FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)
BOTH
Issued 01/30/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/03/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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