Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Alan Smith is a financial advisor with over 22 years of experience in the financial services industry. Brian has a wide range of experience, including working with individual investors, retirement plans, and charitable organizations. He is also a registered representative of SPC. Brian is committed to helping his clients achieve their financial goals through personalized financial planning and investment management services. He is licensed to conduct business in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
06/07/2023 - Present
SPC (Jackson MI)
SC
05/06/2005 - 07/05/2006
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MO
04/03/2001 - 05/10/2005
EDWARD JONES (ST. LOUIS MO)
IA
Issued 04/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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